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Prudential map for superannuation

The prudential framework currently in force for the superannuation industry is summarised below in risk-based categories. This page is intended to clarify how the standards and guidance fit together.

The standards and practice guides are available here

 

Last updated 27 June 2023

Governance

Topic

Title

Standard

Guidance

Board

Governance

SPS 510

SPG 510

Accountability

Fit and Proper

SPS 520

SPG 520

 

Conflicts of Interest

SPS 521

SPG 521

Audit

Audit

SPS 310

SPG 310

Remuneration

Remuneration

CPS 511

CPG 511

SPG 511

Risk management

Topic

Title

Standard

Guidance

Risk Management

Risk Management

SPS 220

SPG 220

Market Risk

Margining

CPS 226

-

Operational Risk

Fraud Risk Management

-

SPG 223

 

Outsourcing

SPS 231

SPG 231

 

Business Continuity Management

SPS 232

SPG 232

 

Pandemic Planning

-

CPG 233

 

Information Security

CPS 234

CPG 234

 

Managing Data Risk

-

CPG 235

 

Climate Change

-

CPG 229

Business operations

Topic

Title

Standard

Guidance

Business Operations

Strategic Planning and Member

Outcomes

SPS 515

SPG 515

 

Defined Benefits

SPS 160

SPG 160

 

Insurance in Superannuation

SPS 250

SPG 250

 

Contribution and Benefit Accrual

-

SPG 270

 

Payment Standards

-

SPG 280

 

Operational Risk Financial Requirement

SPS 114

SPG 114

 

Business Performance Review

-

SPG 516

 

Investment Governance

SPS 530

SPG 530

 

Valuation

-

SPG 531

Recovery and resolution

Topic

Title

Standard

Guidance

Resolution

Resolution Planning (2024)

CPS 900

CPG 900

Recovery

Recovery and Exit Planning (2024)

CPS190

CPG 190

 Successor Fund Transfers-SPG 227
 Eligible Rollover Fund (ERF) TransitionSPS 450-