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Prudential map for authorised deposit-taking institutions

The prudential framework currently in force for authorised deposit-taking institutions is summarised below in risk-based categories. This page is intended to clarify how the standards and guidance fit together.

The standards and practice guides are available here

Last updated 27 June 2023

Governance

Topic

Title

Standard

Guidance

Board

Governance

CPS 510

-

Accountability

Fit and Proper

CPS 520

APG 520

Audit

Audit

3PS 310

-

 

Audit

APS 310

-

Disclosure

Public Disclosure 

APS 330

-

Remuneration

Remuneration

CPS 511

CPG 511

Risk management

Topic

Title

Standard

Guidance

Risk Management

Risk Management

CPS 220

CPG 220

Credit Risk

Credit Risk Management

APS 220

APG 220

 

Aggregate Exposures

3PS 221

3PG 221

 

Large Exposures

APS 221

-

 

Intra-group Transactions

3PS 222

3PG 222

 

Related Entities

APS 222

-

 

Residential Mortgage Lending

-

APG 223

Market Risk

Margining

CPS 226

-

Operational Risk

Outsourcing

CPS 231

CPG 231

 

Business Continuity

CPS 232

-

 

Pandemic Planning

-

CPG 233

 

Information Security

CPS 234

CPG 234

 

Managing Data Risk

-

CPG 235

 

Climate Change

-

CPG 229

Financial resilience

Topic

Title

Standard

Guidance

Capital

Capital Adequacy

APS 110

APG 110

 

Capital Management (ICAAP)

-

CPG 110

 

Capital Measurement

APS 111

-

 

Standardised Credit Risk

APS 112

APG 112

 

Internal Ratings Credit Risk

APS 113

APG 113

 

Standardised Operational Risk

APS 115

APG 115

 

Market Risk

APS 116

APG 116

 

Interest Rate Risk

APS 117

APG 117

 

Securitisation

APS 120

APG 120

 

Covered Bonds

APS 121

-

 

Counterparty Credit 

APS 180

-

Liquidity

Liquidity

APS 210

APG 210

Other

Purchased Payment Facilities

APS 610

-

Recovery and resolution

Topic

Title

Standard

Guidance

Resolution

Resolution Planning (2024)

CPS 900

CPG 900

Recovery

Recovery and Exit Planning

(2024)

CPS 190

CPG 190

 

Financial Claims Scheme

APS 910

-