Updated: 18 December 2025
This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.
The table below uses the following abbreviations for legislation:
| Name | Anderson, Cameron Patrick |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2025 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Anderson, Michael James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Andrews, David Ronald |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 6 September 2011 |
| Expiry Date | 5 September 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EUs from former Trio directors |
| Name | Beck, Natasha |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 1 July 2011 |
| Expiry Date | 30 June 2015 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Byrne, John Garrett |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 12 July 2006 |
| Expiry Date | 30 June 2011 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Cohen, Geoffrey Arthur |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 19 May 2009 |
| Expiry Date | 26 September 2015 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former HIH chairman |
| Name | Finkelde, Keith Rex |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 12 September 2011 |
| Expiry Date | 11 September 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Godfrey, John Alan |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 5 March 2012 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Groeneveld, Kurt William |
|---|---|
| Section & Act | s. 262 SIS Act |
| APRA Acceptance Date | 17 October 2013 |
| Expiry Date | 16 April 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Harte, John |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 4 July 2013 |
| Expiry Date | 3 July 2013 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Hallinan, Terrence |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 27 June 2013 |
| Expiry Date | 26 June 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | Jones, Malcolm Murray |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 26 February 2009 |
| Expiry Date | 27 August 2014 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | Two former Zurich executives accept EUs |
| Name | Macolino, Lorenzo Patrick |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 28 June 2013 |
| Expiry Date | 27 June 2021 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from five former Trio directors |
| Name | McCafferty, Kenneth Aubrey |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | McCafferty, Rodney James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Millhouse, David Guy |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 29 October 2013 |
| Expiry Date | 28 October 2023 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | O'Bryen, David |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 27 October 2011 |
| Expiry Date | 26 April 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio director |
| Name | Phillpott, Rex John |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 6 September 2011 |
| Expiry Date | 5 September 2026 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts EU from former Trio directors |
| Name | Salzgeber, Florian |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 13 February 2009 |
| Expiry Date | 17 October 2014 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | Two former Zurich executives accept EUs |
| Name | Stevens, Ian Ronald |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 31 July 2007 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Trahair, Geoffrey Vincent |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 9 February 2006 |
| Expiry Date | 9 February 2008 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | West, Ian James |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 17 May 2006 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Netwealth Superannuation Services Pty Ltd |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 17 December 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts court enforceable undertaking from Netwealth |
| Name | Australia and New Zealand Banking Group Ltd |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 2 April 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | APRA accepts Court Enforceable Undertaking from ANZ and increases capital add-on to $1 billion |
| Name | United Super Pty Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 10 February 2025 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA accepts court enforceable undertaking from Cbus and launches investigation |
| Name | OnePath Custodians Pty Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 22 July 2024 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA issues $10.7 million infringement notice and accepts court enforceable undertaking from OPC |
| Name | Allianz Australia Insurance Limited |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 9 March 2021 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from Allianz Australia |
| Name | AMP Superannuation Limited |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 November 2021 |
| Expiry Date | Undertakings Completed 8 May 2024 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from AMP Super over compliance deficiencies |
| Name | AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206) |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 20 May 2005 |
| Expiry Date | Undertakings completed on 9 March 2006 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Bank of Queensland Limited |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 30 May 2023 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to court enforceable undertaking from Bank of Queensland |
| Name | Commonwealth Bank of Australia (ACN 123 123 124) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 30 April 2018 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Gavex Pty Ltd (ACN 010 660 312) |
|---|---|
| Section & Act | s. 262A SIS Act |
| APRA Acceptance Date | 16 August 2007 |
| Expiry Date | Undertakings completed on 31 October 2017 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Mega International Commercial Bank Co. Ltd (ARBN 79372688) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 24 August 2009 |
| Expiry Date | Undertakings completed 2 October 2012 |
| Enforceable Undertakings (EU) | |
| Variations | |
| Media Releases | APRA accepts EU from Mega ICBC |
| Name | Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales |
|---|---|
| Section & Act | s.126 GI |
| APRA Acceptance Date | 11 April 2017 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Westpac Banking Corporation (ACN 007 457 141) |
|---|---|
| Section & Act | s. 18A BA |
| APRA Acceptance Date | 3 December 2020 |
| Expiry Date | No expiry date |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | APRA agrees to Enforceable Undertaking from Westpac to address risk governance weaknesses |
| Name | Zurich Australian Insurance Limited (ABN 13 000 296 640) |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 25 May 2005 |
| Expiry Date | Undertakings completed on 22 July 2010 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
| Name | Zurich Financial Services Australia Limited (ABN 11 008 423 372) |
|---|---|
| Section & Act | s. 126 GI |
| APRA Acceptance Date | 25 May 2005 |
| Expiry Date | Undertakings completed on 22 July 2010 |
| Enforceable Undertakings (EU) | |
| Variations | - |
| Media Releases | - |
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